COMPLIANCE RECORDS LLC

Professional MSB Compliance Audits

Expert independent audits and state diagnostic reviews for Money Services Businesses nationwide

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Why Work With Us

We specialize in comprehensive compliance audits conducted by certified auditors with over a decade of experience in the MSB industry.

Our independent audits help you identify compliance gaps, prepare for state examinations, and strengthen your AML/BSA programs before regulators arrive.

Our Services

Independent Compliance Audits

Thorough, unbiased assessments of your AML/BSA compliance program to identify gaps and strengthen your defenses.

  • Complete AML/BSA Program Audit
  • Risk Assessment Evaluation
  • Transaction Monitoring Review
  • Policies & Procedures Assessment
  • SAR Filing Analysis
  • Detailed Findings Report

State Diagnostic Audits

Prepare for state examinations with our comprehensive diagnostic reviews designed to identify and address potential compliance issues before regulators arrive.

  • Pre-Examination Preparation
  • Compliance Gap Analysis
  • Remediation Planning

Compliance Consulting

Expert guidance on complex compliance matters, helping you navigate the ever-changing regulatory landscape.

  • Policy Development Support
  • Regulatory Guidance
  • Staff Training

Industries We Serve

Specialized expertise across all MSB sectors

Check Cashers

Comprehensive audit services for check cashing operations

Foreign Currency Exchangers

Expert compliance review for currency exchange businesses

Money Transmitters

In-depth audits for money transmission services

Virtual Currency Resellers

Specialized compliance assessments for crypto businesses

Payday Lenders

Tailored audit solutions for short-term lending operations

Precious Metals Dealers

Compliance audits for precious metals transactions

Ready for a Comprehensive Compliance Audit?

Contact us today to discuss how we can help strengthen your compliance program.

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